Employees fight for lower fees in a 401(k) retirement plan

Filed Under (Uncategorized) by admin on 08-03-2010

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Workers are finally catching on to and resisting high fee 401(k) plans. And, the courts, SEC and DOL are siding with them. Plan sponsors that continue to turn a blind eye on the outrageous, imprudent and unwarranted fees that their participants pay do so at their peril. Read “Earlier Retirement: Beating Back the High Fees” in the Wall Street Journal, by clicking here.

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Library Journal’s Best of 2009 Business Books

Filed Under (Uncategorized) by admin on 08-03-2010

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Frank’s book “Save Your Retirement: What To Do If You Haven’t Saved Enough or If Your Investments Were Devastated by the Market Meltdown” has been named one of the best business books by Library Journal. To see what else made the list, click here.

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Frank on Wisconsin Public Radio March 9th

Filed Under (Uncategorized) by admin on 04-03-2010

Frank will be on Wisconsin Public Radio Tuesday, March 9th at 11:45AM CT (12:45PM ET). www.wpr.org

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From Roth IRA’s to Bankruptcy

Filed Under (Uncategorized) by admin on 04-03-2010

From Roth IRA’s to Bankruptcy, Frank joins other WalletPop experts to answer questions. To read the article click http://bit.ly/bmkRj3.

 

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February 2010 Market Review

Filed Under (Uncategorized) by admin on 03-03-2010

When we woke up on February 1st, few of us knew what PIIGS stood for. Today it’s on every lip as the European Union faces its biggest test since formation.

 

To understand the European Union visit the Fields of Flanders to view rows and rows of crosses that mark a small portion of the graves of the 16 million that perished in the First World War. After the Second World War, the desire to bind Europe together so tightly that future wars would be impossible and unthinkable trumped economics as the driving force for its creation. Membership required overcoming intense nationalism and individual interests to cede authority to a system of common rule making and laws.

 

Those rules require each member state of the common currency (Euro) to maintain fiscal standards. The advantages of a common currency are enormous, but enforcement of the standards proved challenging. Various members of the PIIGS (Portugal, Ireland, Italy, Greece and Spain) continued to spend like drunken sailors. In the old days, a country that allowed its fiscal policies to get out of control would see its currency devalued. But, devaluation of the Euro to accommodate Greece will not sit well in Berlin or Paris. For the second time in a generation the Germans are reminded to be careful what they wish for. Having absorbed tremendous costs to re-unify Germany, they are now faced with bailing out Greece to preserve the integrity of the Euro. So, the continent is facing both an economic and political challenge pitting the haves against the wastrels.

 

Uncertainty surrounding the terms, timing, and extent of the bailout has in fact impacted the Euro. Hedge funds and other speculators have shorted the currency sending it down about 10% in just a few weeks. A falling Euro has implications for investors in the US. Our foreign holdings encounter a headwind as the dollar strengthens against other currency which is demonstrated nicely by a review of last month’s performance data where domestic holdings did quite nicely, and foreign holdings withered. Multi-national US corporations are impacted to the extent that their foreign earnings will be worth less, and nobody wants to see Europe’s economic recovery delayed by a new crisis. All the proceeding contributed to more volatility than normal during the month for markets everywhere.

 

As you can plainly see, foreign diversification doesn’t add value every month. But, over time we are convinced that our globally diversified portfolio is both prudent and wise.

Toward the end of the month word of agreement to rescue Greece encouraged investors, but they remain cautious as events unfold. Of course, investors are always considering the implications of every new piece of news as they attempt to forecast future returns. But, news by definition is unpredictable, and forecasts notoriously unreliable. History demonstrates the importance of maintaining a long term perspective and ignoring the noise while maintaining the appropriate exposure to the world’s markets.

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The Standard of Care for Investment Advice

Filed Under (Uncategorized) by admin on 26-02-2010

Many investors are confused about the differences between registered representatives and independent Registered Investment Advisors (RIAs) and the standard of care they think they deserve from each when managing their investment portfolios. TD Ameritrade has written great information in regards to the difference, to read it please click here.

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WalletPop experts answer your tax questions

Filed Under (Uncategorized) by admin on 24-02-2010

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Frank joins other experts on WalletPop’s website to answer tax questions. To read the article, please click here.

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Don’t Wait for Washington. Fix Your 401(k) Now

Filed Under (Uncategorized) by admin on 17-02-2010

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Frank was quoted in The Fiscal Times article, “Don’t Wait for Washington. Fix Your 401(k) Now”. If you’re planning on a comfortable retirement, you may need to take charge of your greatest asset. To read the article click here.

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January 2010 Market Review

Filed Under (Uncategorized) by admin on 04-02-2010

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January disappointed investors after the spectacular run-up during the last three quarters of 2008. Every asset class was negative, with the best performing asset class foreign small value, and the worst asset class commodities.

 

Widespread support for the concept of financial reform made bankers and those that invest in them particularly cranky. As you might expect that has been reflected in their share prices.

 

Our hearts go out to these bankers that have precipitated near collapse of the world’s financial system, been protected from failure, received huge capital infusions from the taxpayer, used them to run a hedge fund, created nothing of value, booked enormous profits, paid themselves obscene bonuses, abstained from making loans, resent government regulation, shafted their shareholders and must now sneak around in their private jets. It brings new meaning to JFK’s pronouncement that life isn’t fair.

 

Financial reform is absolutely critical to a sustainable recovery. It’s inconceivable that we should allow a reoccurrence of the 2008 meltdown. However, as angry as we are at the big banks we desperately need them to function properly. Without a strong banking system there will be no economic recovery. Reform shouldn’t be drafted for political gains, but to correct a system that has been allowed to run amok, so that it can properly serve the common good.

 

Washington is gridlocked with politicians at all levels almost as popular as bankers. Leadership from the White House has been underwhelming, and one searches in vain for anything resembling a statesman on Capitol Hill. No one in Washington seems to agree on the meaning of the most spectacular political upset of our lifetime. From where I sit it looks like a strongly worded wake up call to both parties.

 

Meanwhile, the badly bruised economy limps along, and if there is a feeble recovery it’s not readily apparent on Main Street. There are encouraging signs, but economic recovery is hardly robust. The road ahead will be rocky, but we remain convinced that world economic growth will handsomely reward patient investors.

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Beyond the S&P 500

Filed Under (Uncategorized) by admin on 28-01-2010

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If this has been a lost decade for your investments, perhaps you should re-examine your investment policy or your relationship with your investment adviser. Frank’s article “Beyond the S&P 500″ has been posted on The Wall Street Journal’s “Market Watch” to read the article, please click here.

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